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J••••••• K• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

J••••••• K• L•••••••

Advisor at R•• W••••• P•••••••

Boston, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4fa4d403-6a01-7ba6-2b54-f8df81f1b53b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 25, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 25, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•• W••••• P•••••••	Independent wealth	Dec 6, 2023	n/a	yes	Boston, MA	Current employment
R•••• W••••• A•••••••	Former SEC adviser	Feb 25, 2020	Nov 29, 2023	no	BOSTON, MA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• W••••• A•••••••	R•• W••••• P•••••••	Nov 29, 2023	Dec 6, 2023	7	Firm change	RIA to RIA
S•• W•••••	R•••• W••••• A•••••••	Nov 22, 2019

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
168615:156984:MA:2023-11-29	Nov 29, 2023	Dec 6, 2023	BOSTON, MA	Firm change

Relationships

Registered with (4)

→ R•• W••••• P•••••••Registered adviserregistration: current employment
Dec 6, 2023 to presentfactForm ADV
→ R•••• W••••• A•••••••Registered adviserregistration: previous registration
Feb 25, 2020 to Nov 29, 2023factForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Nov 14, 2014 to Nov 22, 2019factForm ADV
→ B••••• P•••••••• L••

Dated events

Occurred
Nov 29, 2023
Advisor changed firm
J••••••• K• L••••••• left R•••• W••••• A••••••• for R•• W••••• P••••••• (registered 2023-12-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4fa4d403-6a01-7ba6-2b54-f8df81f1b53b
First observed: Nov 25, 2013
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.