DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 23, 2021 | n/a | yes | BOCA RATON, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 4, 2015 | Oct 12, 2021 | no | BOCA RATON, FL | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Mar 24, 2009 | May 4, 2015 | no | NORTH PALM BEACH, FL|BOCA RATON, FL | Previous registration |
| STANFORD GROUP COMPANY | n/a | Dec 1, 2007 | Mar 16, 2009 | no | BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Oct 12, 2021 | Sep 23, 2021 | -19 | Firm change | Wirehouse to wirehouse |
| OPPENHEIMER & CO. INC. | UBS FINANCIAL SERVICES INC. | May 4, 2015 | May 4, 2015 | 0 | Firm change | Other |
| STANFORD GROUP COMPANY | OPPENHEIMER & CO. INC. | Mar 16, 2009 | Mar 24, 2009 | 8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 249:8174:FL:2015-05-04 | May 4, 2015 | May 4, 2015 | BOCA RATON, FL | Firm change |