This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MORGAN STANLEY

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

Dec 22, 2021

First registration

Dec 23, 2021

Dual registered

yes, broker-dealer

IAPD individual key

7431409

• Occurred

  May 18, 2026
  Advisor changed firm

  Alan Sorokin left Wells Fargo Advisors for Morgan Stanley (registered 2026-09-08)

  Form ADVobserved 4 days ago
• Occurred

  May 5, 2026
  Advisor changed firm

  Alan Sorokin left Morgan Stanley for Wells Fargo Advisors (registered 2026-05-01)

  Form ADVobserved 4 days ago
• Occurred

  Mar 21, 2022
  Advisor changed firm

  Alan Sorokin left Aegis Capital Corp. for Morgan Stanley (registered 2022-06-29)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4fc843d6-c4b3-fbb3-8a3c-3fa9b0ba1fcf

First observed

Dec 23, 2021

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.