DFX Intelligence

R••••• J•• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

R••••• J•• F•••••

Advisor at C••••••• P•••••••• I•••

NEW YORK, NY | Molalla, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4fcc704e-0846-7366-c931-92b45fb20bde

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 14, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 2, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••• I•••	Independent wealth	Jun 3, 2024	n/a	yes	NEW YORK, NY\|Molalla, OR	Current employment
C••••••• A••••••• N••••••• L••	Independent wealth	Jan 4, 2016	Oct 18, 2022	no	Molalla, OR\|ALISO VIEJO, CA\|Molalla, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A••••••• N••••••• L••	C••••••• P•••••••• I•••	Oct 18, 2022	Jun 3, 2024	594	Firm change after gap	RIA to RIA
B• R•••• W••••• A•••••••• I•••	C••••••• A••••••• N••••••• L••	Dec 31, 2015	Jan 4, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
115927:165868:OR:2015-12-31	Dec 31, 2015	Jan 4, 2016	MOLALLA, OR	Firm change

Relationships

Registered with (4)

→ C••••••• P•••••••• I•••Registered adviserregistration: current employment
Jun 3, 2024 to presentfactForm ADV
→ C••••••• A••••••• N••••••• L••Registered adviserregistration: previous registration
Jan 4, 2016 to Oct 18, 2022factForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 17, 2007 to Dec 31, 2015factForm ADV
→ B••••••••• S••••••••• C•••••••••

Dated events

Occurred
Oct 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4fcc704e-0846-7366-c931-92b45fb20bde
First observed: Aug 14, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.