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A•• C••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

A•• C••••••• I•••

CRD 174757

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Search this name across graphsid dfx:ria:4fd21786-0bb2-701e-c4ad-24c25d31f3e9

Data as of May 2, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 19, 2015 to May 2, 2017
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Accounts: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R••••• C•••••• M••••	CEO AND CHIEF COMPLIANCE OFFICER	E	yes	01/2015	Jan 19, 2015	May 2, 2017

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	May 2, 2017

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$0	$0	n/a	n/a	n/a	1	1	n/a	n/a

Relationships

Controls (1)

← R••••• C•••••• M••••OwnerCEO AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 19, 2015 to presentfactForm ADV

Registered with (1)

← C••••• M•••• R••••Advisorregistration: previous registration
Jan 27, 2015 to Oct 26, 2017factForm ADV

Dated events

Occurred
Jan 19, 2015
First Form ADV filing
A•• C••••••• I••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4fd21786-0bb2-701e-c4ad-24c25d31f3e9
First observed: Jan 19, 2015
Last observed: May 2, 2017 114 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.