J••• L• R•••

Advisor at U•• F•••••••• S••••••• I•••

WESTLAKE, OH | Sheffield Village, OH

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Search this name across graphsid dfx:ria:4fd6a6a0-03c2-686b-fce6-b7bece650849

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 22, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Feb 9, 2007	n/a	yes	WESTLAKE, OH\|Sheffield Village, OH	Current employment
K•••••• C•••••• M•••••• I•••	n/a	Nov 22, 1999	Feb 9, 2007	no	ELYRIA, OH\|ELYRIA, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••• C•••••• M•••••• I•••	U•• F•••••••• S••••••• I•••	Feb 9, 2007	Feb 9, 2007	0	Bulk transfer	Other

Relationships

Registered with (2)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Feb 9, 2007 to presentfactForm ADV
→ K•••••• C•••••• M•••••• I•••Registered adviserregistration: previous registration
Nov 22, 1999 to Feb 9, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4fd6a6a0-03c2-686b-fce6-b7bece650849
First observed: Nov 22, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.