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R•••••• P•••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

R•••••• P•••• O•••••

Advisor at N• P••••••• I••••••••• P••••••• L•••••

BEVERLY, MA

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Search this name across graphsid dfx:ria:4fea6c9e-f614-fd0f-023e-c5aff7bf565d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 15, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N• P••••••• I••••••••• P••••••• L•••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 29, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N• P••••••• I••••••••• P••••••• L•••••	State registered	Apr 11, 2014	n/a	yes	BEVERLY, MA	Current employment
K••••••• F•••••••• A•••••••• L••	Independent wealth	May 15, 2017	Feb 20, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••• F•••••••• A•••••••• L••	n/a	Feb 20, 2019	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ N• P••••••• I••••••••• P••••••• L•••••Registered adviserregistration: current employment
Apr 11, 2014 to presentfactForm ADV
→ K••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 15, 2017 to Feb 20, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4fea6c9e-f614-fd0f-023e-c5aff7bf565d
First observed: May 15, 2017
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.