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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)44 years in industry

RICHARD CALVERT DONAHUE

Advisor at LPL FINANCIAL LLC

FERNDALE, WA

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Search this name across graphsid dfx:ria:5005afcf-b625-a629-2c69-0ea733aea06a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 1, 1984 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1981earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Jan 10, 1991
First registration: Oct 1, 1984
Dual registered: yes, broker-dealer
Other names: RICHARD CALVERT DONAHUE|RICHARD CALVERT DONAHUE
IAPD individual key: 69857

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 18, 2023	n/a	yes	FERNDALE, WA	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jan 17, 2017	Jan 17, 2017	no	FERNDALE, WA	Previous registration
CWM, LLC	Bd affiliated wealth	Sep 8, 2015	Jul 18, 2023	no	FERNDALE, WA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 6, 1991	Sep 7, 2016	no	FERNDALE, WA	Previous registration
ASSET ADVISORS, LLC	n/a	Oct 1, 1984	Dec 31, 2007	no	BELLINGHAM, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CWM, LLC	CETERA ADVISOR NETWORKS LLC	Jul 18, 2023	Jan 17, 2017	-2,373	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	LPL FINANCIAL LLC	Jan 17, 2017	Jul 18, 2023	2,373	Firm change after gap	Other
LPL FINANCIAL LLC	CWM, LLC	Sep 7, 2016	Sep 8, 2015	-365	Firm change after gap	Other
ASSET ADVISORS, LLC	LPL FINANCIAL LLC	Dec 31, 2007	Dec 6, 1991	-5,869	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:155344:WA:2016-09-07	Sep 7, 2016	Sep 8, 2015	FERNDALE, WA	Firm change after gap

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 6, 1991 to Sep 7, 2016factForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Sep 8, 2015 to Jul 18, 2023factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jan 17, 2017 to Jan 17, 2017factForm ADV
→ ASSET ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 1, 1984 to Dec 31, 2007factForm ADV

Dated events

Occurred
Jul 18, 2023
Advisor changed firm
Richard Calvert Donahue left Cwm, Llc for Cetera Advisor Networks Llc (registered 2017-01-17)
Form ADVobserved 6 days ago