DFX Intelligence

E•••••••• A•• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

E•••••••• A•• B••••••

Advisor at A••• A•••••••• L••

ROCHESTER, NY

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Search this name across graphsid dfx:ria:500bad0f-d3b1-cc1e-9961-5e59e2176cad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 8, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A•••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Feb 6, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A•••••••• L••	Former SEC adviser	Jan 4, 2023	n/a	yes	ROCHESTER, NY	Current employment
A••••••••• C•••••• M••••••••• I•••	Independent wealth	Jan 7, 2022	Nov 1, 2022	no	PITTSFORD, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• C•••••• M••••••••• I•••	A••• A•••••••• L••	Nov 1, 2022	Jan 4, 2023	64	Firm change	RIA to RIA
A••• A•••••••• L••	A••••••••• C•••••• M••••••••• I•••	Jan 20, 2022	Jan 7, 2022

Relationships

Registered with (2)

→ A••• A•••••••• L••Registered adviserregistration: previous registration
Jul 8, 2021 to Jan 20, 2022factForm ADV
→ A••••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 7, 2022 to Nov 1, 2022factForm ADV

Dated events

Occurred
Nov 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:500bad0f-d3b1-cc1e-9961-5e59e2176cad
First observed: Jul 8, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.