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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ACACIA INVESTMENT ADVISORY GROUP, INC.

CRD 152169

MARLTON, NJ

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Search this name across graphsid dfx:ria:50106f95-f4a6-ecc4-a86f-b705c793b9bc

Data as of Apr 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Apr 30, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $17.5MItem 5.F on the latest filing (2012-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $17.5M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 1
SEC number: 801-72024
CRD: 152169
Filings on the tape: 2
First filed: Mar 29, 2012
Latest filed: Apr 30, 2012
Organised: Corporation, New Jersey

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JACOVINI, DAVID, JAMES	CHIEF EXECUTIVE OFFICER/MANAGING MEMBER	C	yes	09/2007	Mar 29, 2012	Apr 30, 2012
NISSEN, PETER, DAVID	MANAGING DIRECTOR	B	yes	10/2009	Mar 29, 2012	Apr 30, 2012
WHELAN, KIM, MAUREEN	CO-PRESIDENT	C	yes	10/2009	Mar 29, 2012	Apr 30, 2012
WHELAN, PATRICIA, A	CHIEF COMPLIANCE OFFICER	Na	yes	01/2012	Mar 29, 2012	Apr 30, 2012
WHITE, NOREEN, PATRICIA	CO-PRESIDENT	C	yes	10/2009	Mar 29, 2012	Apr 30, 2012
ACADEMY ASSET MANAGEMENT LLC	Shareholder	A	no	10/2009	Mar 29, 2012	Apr 30, 2012
NYIKITA, JOSHUA, CHRISTOPHER	MANAGING DIRECTOR	A	no	10/2009	Mar 29, 2012	Apr 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ACACIA FINANCIAL GROUP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Anchorage	Ak	United States	n/a	no
Chicago	IL	United States	n/a	no
Montclair	Nj	United States	n/a	no
Columbus	Oh	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$17.5M	$17.5M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$17.5M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (5)

← WHITE, NOREEN, PATRICIAOwnerCO-PRESIDENT, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← JACOVINI, DAVID, JAMESOwnerCHIEF EXECUTIVE OFFICER/MANAGING MEMBER, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← WHELAN, KIM, MAUREENOwnerCO-PRESIDENT, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← NISSEN, PETER, DAVIDOwnerMANAGING DIRECTOR, ownership code B, individual
Mar 29, 2012 to presentfactForm ADV
← WHELAN, PATRICIA, AOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Owns (2)

← ACADEMY ASSET MANAGEMENT LLCOwnerSHAREHOLDER, ownership code A, domestic entity
Mar 29, 2012 to presentfactForm ADV
← NYIKITA, JOSHUA, CHRISTOPHEROwnerMANAGING DIRECTOR, ownership code A, individual
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50106f95-f4a6-ecc4-a86f-b705c793b9bc
First observed: Mar 29, 2012
Last observed: Apr 30, 2012 175 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ACACIA INVESTMENT ADVISORY GROUP, INC.

CRD 152169

MARLTON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50106f95-f4a6-ecc4-a86f-b705c793b9bc

Data as of Apr 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:04 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JACOVINI, DAVID, JAMES

CHIEF EXECUTIVE OFFICER/MANAGING MEMBER

yes

09/2007

Mar 29, 2012

Apr 30, 2012

NISSEN, PETER, DAVID

MANAGING DIRECTOR

yes

10/2009

Mar 29, 2012

Apr 30, 2012

WHELAN, KIM, MAUREEN

CO-PRESIDENT

yes

10/2009

Mar 29, 2012

Apr 30, 2012

WHELAN, PATRICIA, A

CHIEF COMPLIANCE OFFICER

yes

01/2012

Mar 29, 2012

Apr 30, 2012

WHITE, NOREEN, PATRICIA

CO-PRESIDENT

yes

10/2009

Mar 29, 2012

Apr 30, 2012

ACADEMY ASSET MANAGEMENT LLC

Shareholder

10/2009

Mar 29, 2012

Apr 30, 2012

NYIKITA, JOSHUA, CHRISTOPHER

MANAGING DIRECTOR

10/2009

Mar 29, 2012

Apr 30, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ACACIA FINANCIAL GROUP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Anchorage

United States

n/a

Chicago

United States

n/a

Montclair

United States

n/a

Columbus

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

$17.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$17.5M

n/a