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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

GLOBE WEALTH ADVISORS

GLOBE FINANCIAL CORPORATION, CRD 148922

DEERFIELD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5014f268-8bde-b64d-e56a-85406ee69100

Data as of May 1, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to May 1, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $530MItem 5.F on the latest filing (2012-05-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $530M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 89
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $413Mgross asset value as reported per fund; never fund size
Custody, client assets: $322M
SEC number: 801-69840
CRD: 148922
Filings on the tape: 2
First filed: Mar 29, 2012
Latest filed: May 1, 2012
Organised: Corporation, Illinois

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GWA PS	Other Private Fund	$188M	May 1, 2012	16	Mar 29, 2012	reported	n/a
Gic	Other Private Fund	$163M	May 1, 2012	14	Mar 29, 2012	reported	n/a
GIC PI	Other Private Fund	$62.0M	May 1, 2012	14	Mar 29, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUEHLER, KATHERINE, MAHALICK	CHIEF COMPLIANCE OFFICER	Na	yes	04/2009	Mar 29, 2012	May 1, 2012
GEORGE F. GETZ JR. FAMILY TRUST	Trustee	D	yes	11/1967	Mar 29, 2012	May 1, 2012
GETZ, BERT, A	Chairman	Na	yes	07/2001	Mar 29, 2012	May 1, 2012
GETZ, BERT, ATWATER	Vp	Na	yes	02/2001	Mar 29, 2012	May 1, 2012
GETZ, GEORGE	President	Na	yes	07/2001	Mar 29, 2012	May 1, 2012
GLOBE CORPORATION	Shareholder	E	yes	07/2001	Mar 29, 2012	May 1, 2012
OLSEN, MICHAEL, JEFFREY	CFO, SECRETARY, TREASURER	Na	yes	01/2002	Mar 29, 2012	May 1, 2012
OLSEN, MICHAEL, JEFFREY	Trustee	F	yes	01/2002	Mar 29, 2012	May 1, 2012
PALMQUIST, DANIEL, RON	VP ASSET MANAGEMENT	Na	yes	01/2009	Mar 29, 2012	May 1, 2012
JOHNSON, JAMES, L	Trustee	F	no	01/2002	Mar 29, 2012	May 1, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$530M	$530M	n/a	n/a	n/a	3	$413M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$530M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (3)

→ GIC PIPrivate fundOther Private Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ GWA PSPrivate fundOther Private Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ GICPrivate fundOther Private Fund, IA
Mar 29, 2012 to presentfactForm ADV

Controls (8)

← GETZ, BERT, AOwnerCHAIRMAN, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← OLSEN, MICHAEL, JEFFREYOwnerTRUSTEE, ownership code F, individual
Mar 29, 2012 to presentfactForm ADV
← PALMQUIST, DANIEL, RONOwnerVP ASSET MANAGEMENT, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← GETZ, BERT, ATWATEROwnerVP, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← GETZ, GEORGEOwnerPRESIDENT, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← BUEHLER, KATHERINE, MAHALICKOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← GEORGE F. GETZ JR. FAMILY TRUSTOwnerTRUSTEE, ownership code D, domestic entity
Mar 29, 2012 to presentfactForm ADV
← GLOBE CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Owns (1)

← JOHNSON, JAMES, LOwnerTRUSTEE, ownership code F, individual
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5014f268-8bde-b64d-e56a-85406ee69100
First observed: Mar 29, 2012
Last observed: May 1, 2012 175 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GLOBE WEALTH ADVISORS

GLOBE FINANCIAL CORPORATION, CRD 148922

DEERFIELD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5014f268-8bde-b64d-e56a-85406ee69100

Data as of May 1, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:59 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GWA PS

Other Private Fund

$188M

May 1, 2012

Mar 29, 2012

reported

n/a

Gic

Other Private Fund

$163M

May 1, 2012

Mar 29, 2012

reported

n/a

GIC PI

Other Private Fund

$62.0M

May 1, 2012

Mar 29, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUEHLER, KATHERINE, MAHALICK

CHIEF COMPLIANCE OFFICER

yes

04/2009

Mar 29, 2012

May 1, 2012

GEORGE F. GETZ JR. FAMILY TRUST

Trustee

yes

11/1967

Mar 29, 2012

May 1, 2012

GETZ, BERT, A

Chairman

yes

07/2001

Mar 29, 2012

May 1, 2012

GETZ, BERT, ATWATER

yes

02/2001

Mar 29, 2012

May 1, 2012

GETZ, GEORGE

President

yes

07/2001

Mar 29, 2012

May 1, 2012

GLOBE CORPORATION

Shareholder

yes

07/2001

Mar 29, 2012

May 1, 2012

OLSEN, MICHAEL, JEFFREY

CFO, SECRETARY, TREASURER

yes

01/2002

Mar 29, 2012

May 1, 2012

OLSEN, MICHAEL, JEFFREY

Trustee

yes

01/2002

Mar 29, 2012

May 1, 2012

PALMQUIST, DANIEL, RON

VP ASSET MANAGEMENT

yes

01/2009

Mar 29, 2012

May 1, 2012

JOHNSON, JAMES, L

Trustee

01/2002

Mar 29, 2012

May 1, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

$530M

n/a

$413M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$530M

n/a