DFX Intelligence

T••••• D••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

T••••• D••• E••••••

Advisor at J••• M••••• S••••••••• L••

Columbus, OH | Irvine, CA

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Search this name across graphsid dfx:ria:50153847-0c59-fb26-8b6d-b24068f43524

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 27, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jul 2, 2021	n/a	yes	Irvine, CA\|Columbus, OH	Current employment
P•• P••••••• I••	Independent wealth	Oct 5, 2016	Sep 30, 2020	no	DUBLIN, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• P••••••• I••	J••• M••••• S••••••••• L••	Sep 30, 2020	Jul 2, 2021	275	Firm change	RIA to wirehouse
J••• M••••• S••••••••• L••	P•• P••••••• I••	May 15, 2012	Oct 5, 2016

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2008 to May 15, 2012factForm ADV
→ P•• P••••••• I••Registered adviserregistration: previous registration
Oct 5, 2016 to Sep 30, 2020factForm ADV
→ J••• M••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 14, 2007 to Oct 1, 2008factForm ADV
→ B••• O•• S••••••••• C•••••••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50153847-0c59-fb26-8b6d-b24068f43524
First observed: Jul 1, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.