DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at L•• F•••••••• L••
MARION, IA | CEDAR RAPIDS, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 24, 2024 | n/a | yes | CEDAR RAPIDS, IA|MARION, IA | Current employment |
| P•••• C•••••• F•••••••• | Mixed wealth | Jul 27, 2017 | Jan 17, 2024 | no | Hiawatha, IA|OVERLAND PARK, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••• C•••••• F•••••••• | L•• F•••••••• L•• | Jan 17, 2024 | Jan 24, 2024 | 7 | Firm change | RIA to ibd |
| L••••• F•••••••• I•• | P•••• C•••••• F•••••••• | Oct 13, 2017 | Jul 27, 2017 |
| L••••• F•••••••• I•• | Former SEC adviser | Nov 29, 2016 | Oct 13, 2017 | no | Cedar Rapids, IA|OVERLAND PARK, KS|Hiawatha, IA | Previous registration |
| Bulk transfer |
| Other |