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Advisor at OCEAN PARK ASSET MANAGEMENT, LLC
SANTA MONICA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OCEAN PARK ASSET MANAGEMENT, LLC | Asset manager | Dec 5, 2024 | n/a | yes | SANTA MONICA, CA | Current employment |
| SIERRA INVESTMENT MANAGEMENT, LLC | Independent wealth | Apr 4, 2024 | Dec 23, 2024 | no | SANTA MONICA, CA | Previous registration |
| OCEAN PARK ASSET MANAGEMENT, INC. | Former SEC adviser | Apr 4, 2024 | Dec 24, 2024 | no | SANTA MONICA, CA | Previous registration |
| WINTERS FINANCIAL GROUP, INC. | Independent wealth | May 24, 2021 | May 13, 2022 | no | WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OCEAN PARK ASSET MANAGEMENT, INC. | OCEAN PARK ASSET MANAGEMENT, LLC | Dec 24, 2024 | Dec 5, 2024 | -19 | Channel change | Other |
| SIERRA INVESTMENT MANAGEMENT, LLC | OCEAN PARK ASSET MANAGEMENT, INC. | Dec 23, 2024 | Apr 4, 2024 | -263 | Firm change after gap | RIA to RIA |
| WINTERS FINANCIAL GROUP, INC. | SIERRA INVESTMENT MANAGEMENT, LLC | May 13, 2022 | Apr 4, 2024 | 692 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105765:145634:CA:2024-12-24 | Dec 24, 2024 | Dec 5, 2024 | SANTA MONICA, CA | Firm change |