This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AXOS INVEST, INC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S65

First exam

Oct 21, 2024

First registration

Aug 15, 2013

Dual registered

yes, broker-dealer

Other names

WAY PAUL YEH|WAY YEH|Paul Yeh|PAUL WAY YEH

IAPD individual key

5532841

Graph

RIA / Wealth Management

Canonical id

dfx:ria:501f3a19-ee0e-45dc-3f10-0eca43aab8eb

First observed

Aug 15, 2013

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.