This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

GREAT ELM CAPITAL MANAGEMENT, LLC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 15, 1993earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Nov 15, 1993

First registration

Sep 5, 2017

Dual registered

no

IAPD individual key

1663195

• Occurred

  Jul 12, 2022
  Advisor changed firm

  Paul Alotta left Imperial Capital Asset Management Llc for Great Elm Capital Management, Llc (registered 2022-10-25)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:50214d4b-296d-e11e-d241-e15a71b89176

First observed

Sep 5, 2017

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.