DFX Intelligence

J•••• A••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

J•••• A••• S••••

Advisor at I••••• I•••

LEXINGTON, KY

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Search this name across graphsid dfx:ria:5028d061-8b1d-b41d-23dc-e0bdaaba2fda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• I•••	Independent wealth	Aug 21, 2025	n/a	yes	LEXINGTON, KY	Current employment
P••••• F•••••••• P•••••••• I••	n/a	Jan 3, 2000	Dec 8, 2022	no	LEXINGTON, KY\|LEXINGTON, KY\|LEXINGTON, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• F•••••••• P•••••••• I••	I••••• I•••	Dec 8, 2022	Aug 21, 2025	987	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
145465:146357:KY:2022-12-08	Dec 8, 2022	Aug 21, 2025	LEXINGTON, KY	Firm change after gap

Relationships

Registered with (2)

→ I••••• I•••Registered adviserregistration: current employment
Aug 21, 2025 to presentfactForm ADV
→ P••••• F•••••••• P•••••••• I••Registered adviserregistration: previous registration
Jan 3, 2000 to Dec 8, 2022factForm ADV

Dated events

Occurred
Dec 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5028d061-8b1d-b41d-23dc-e0bdaaba2fda
First observed: Jan 3, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.