DFX Intelligence

N••••••• K••• N•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

N••••••• K••• N•••••••

Advisor at W••••••••• C•••••• M••••••••• L••

WESTERVILLE, OH

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Search this name across graphsid dfx:ria:502bb136-260f-fff3-b961-7f12e3fa94d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Mar 16, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• C•••••• M••••••••• L••	Independent wealth	May 22, 2026	n/a	yes	WESTERVILLE, OH	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Mar 1, 2023	May 11, 2026	no	Westerville, OH\|Westerville, OH\|Marysville, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	W••••••••• C•••••• M••••••••• L••	May 11, 2026	May 22, 2026	11	Firm change	Wirehouse to RIA
C•••••• S••••• • C••• I•••	J••• M••••• S••••••••• L••	Mar 4, 2023	Mar 1, 2023

Relationships

Registered with (5)

→ W••••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
May 22, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 1, 2023 to May 11, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 26, 2023 to Mar 4, 2023factForm ADV
→ M••••• S••••••

Dated events

Occurred
May 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 4, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 24, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:502bb136-260f-fff3-b961-7f12e3fa94d3
First observed: Mar 16, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.