DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
GAITHERSBURG, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 21, 2019 | n/a | yes | GAITHERSBURG, MD | Current employment |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Apr 14, 2014 | Aug 26, 2019 | no | Rockville, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | L•• F•••••••• L•• | Aug 26, 2019 | Aug 21, 2019 | -5 | Firm change | Ibd to ibd |
| N•• A•••••• S•••••••• L•• | M•• I•••••••• S•••••••• L•• | Sep 21, 2012 | Apr 14, 2014 |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Apr 22, 2008 | Sep 21, 2012 | no | BALTIMORE, MD|BETHESDA, MD | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Oct 14, 2002 | Apr 9, 2008 | no | BETHESDA, MD|BETHESDA, MD | Previous registration |
| T•• A••••••• G••••• I••• | n/a | Oct 31, 2001 | Oct 16, 2002 | no | BETHESDA, MD | Previous registration |
| 570 |
| Firm change after gap |
| Other |
| O•••• F•• I••• | N•• A•••••• S•••••••• L•• | Apr 9, 2008 | Apr 22, 2008 | 13 | Firm change | Other |
| T•• A••••••• G••••• I••• | O•••• F•• I••• | Oct 16, 2002 | Oct 14, 2002 | -2 | Firm change | Other |