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L••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

L••• S••••••••

Advisor at C••••••• P•••••••

Walnut Creekc, CA | OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50305686-0d74-00c5-4310-ee5d4ac4a53d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 2, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Mar 11, 2019	n/a	yes	OVERLAND PARK, KS\|Walnut Creekc, CA	Current employment
A•••• P•••••••• L••	Former SEC adviser	Aug 14, 2018	Mar 29, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••••••• L••	C••••••• P•••••••	Mar 29, 2019	Mar 11, 2019	-18	Firm change	RIA to RIA
V•••• W••••• M••••••••• L••	A•••• P•••••••• L••	Aug 13, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110252:297808:CA:2018-08-13	Aug 13, 2018	Aug 14, 2018	PALO ALTO, CA	Firm change

Relationships

Registered with (3)

→ C••••••• P•••••••Registered adviserregistration: current employment
Mar 11, 2019 to presentfactForm ADV
→ A•••• P•••••••• L••Registered adviserregistration: previous registration
Aug 14, 2018 to Mar 29, 2019factForm ADV
→ V•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 2, 2017 to Aug 13, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50305686-0d74-00c5-4310-ee5d4ac4a53d
First observed: Feb 2, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.