DFX Intelligence

R••• M•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

R••• M•••••• M••••••••

Advisor at S••••• O•• S••••••••• I•••

Lancaster, PA

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Search this name across graphsid dfx:ria:5030f7ba-0491-9257-c3d5-43306c0f1fce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• O•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 12, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• O•• S••••••••• I•••	Bd affiliated wealth	Mar 31, 2023	n/a	yes	Lancaster, PA	Current employment
F•••••••• A•••••••• L••	Independent wealth	Jan 4, 2007	Feb 7, 2024	no	LANCASTER, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A•••••••• L••	S••••• O•• S••••••••• I•••	Feb 7, 2024	Mar 31, 2023	-313	Firm change after gap	RIA to ibd
E•••••••• A•••••••• L••	F•••••••• A•••••••• L••	Sep 22, 2011	Jan 4, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
116978:46947:PA:2024-02-07	Feb 7, 2024	Mar 31, 2023	LANCASTER, PA	Firm change after gap

Relationships

Registered with (4)

→ S••••• O•• S••••••••• I•••Registered adviserregistration: current employment
Mar 31, 2023 to presentfactForm ADV
→ F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 4, 2007 to Feb 7, 2024factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 25, 2005 to Sep 22, 2011factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Feb 7, 2024
Advisor changed firm
R••• M•••••• M•••••••• left F•••••••• A•••••••• L•• for S••••• O•• S••••••••• I••• (registered 2023-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5030f7ba-0491-9257-c3d5-43306c0f1fce
First observed: Aug 19, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.