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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ORION CAPITAL MANAGEMENT L.L.C.

CRD 138604

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50322bf1-d5b0-c17c-6c12-08cee22ad057

Data as of Mar 27, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2012 to Mar 27, 2014
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $22.9MItem 5.F on the latest filing (2014-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $22.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 4
Accounts: 1
Custody, client assets: $22.9M
SEC number: 801-65878
CRD: 138604
Filings on the tape: 5
First filed: Mar 26, 2012
Latest filed: Mar 27, 2014
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RUP, PETER, MATTHEW	CIO & CEO	D	yes	09/2003	Mar 26, 2012	Mar 27, 2014
DUEBENDORFER, JOHN, DAVID	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	Na	no	01/2008	Mar 26, 2012	Mar 27, 2014
S.A.M. GROUP LLC	Owner	D	no	09/2003	Mar 26, 2012	Mar 27, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ARTEMIS WEALTH ADVISORS, LLC	n/a	Other adviser	$1.9B	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 27, 2014	$22.9M	$22.9M	6	4	n/a	n/a	n/a
2012	Mar 25, 2013	$25.3M	$25.3M	6	4	n/a	n/a	n/a
2011	Mar 26, 2012	$33.9M	$33.9M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$22.9M	$25.3M	-9.4%	n/a	n/a	6	6	n/a	n/a

Relationships

Affiliated with (1)

→ ARTEMIS WEALTH ADVISORS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Owns (2)

← DUEBENDORFER, JOHN, DAVIDOwnerCHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 26, 2012 to presentfactForm ADV
← S.A.M. GROUP LLCOwnerOWNER, ownership code D, domestic entity
Mar 26, 2012 to presentfactForm ADV

Controls (1)

← RUP, PETER, MATTHEWOwnerCIO & CEO, ownership code D, individual
Mar 26, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50322bf1-d5b0-c17c-6c12-08cee22ad057
First observed: Mar 26, 2012
Last observed: Mar 27, 2014 152 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ORION CAPITAL MANAGEMENT L.L.C.

CRD 138604

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50322bf1-d5b0-c17c-6c12-08cee22ad057

Data as of Mar 27, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:13 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RUP, PETER, MATTHEW

CIO & CEO

yes

09/2003

Mar 26, 2012

Mar 27, 2014

DUEBENDORFER, JOHN, DAVID

CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER

01/2008

Mar 26, 2012

Mar 27, 2014

S.A.M. GROUP LLC

Owner

09/2003

Mar 26, 2012

Mar 27, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ARTEMIS WEALTH ADVISORS, LLC

n/a

Other adviser

$1.9B

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 27, 2014

$22.9M

n/a

2012

Mar 25, 2013

$25.3M

n/a

2011

Mar 26, 2012

$33.9M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$22.9M

$25.3M

-9.4%

n/a