DFX Intelligence

D••••• T•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)36 years in industry

D••••• T•••• H••••••

Advisor at O•••• W•••••• I•••

HONOLULU, HI

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Search this name across graphsid dfx:ria:5032e02a-545f-5b3e-7143-5b9ed8b77548

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 3, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Mar 15, 2017	n/a	yes	HONOLULU, HI	Current employment
S••••••• I••••••••• I•••	Former SEC adviser	May 13, 2016	Mar 15, 2017	no	HONOLULU, HI\|HONOLULU, HI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• I•••	O•••• W•••••• I•••	Mar 15, 2017	Mar 15, 2017	0	Firm change	Other
T••••••••• F•••••••• A•••••••• L••	S••••••• I••••••••• I•••	May 13, 2016	May 13, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
468:23131:HI:2017-03-10	Mar 15, 2017	Mar 15, 2017	HONOLULU, HI	Firm change

Relationships

Registered with (4)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Mar 15, 2017 to presentfactForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
May 13, 2016 to Mar 15, 2017factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 4, 2009 to May 13, 2016factForm ADV
→ T••••••••• F•••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5032e02a-545f-5b3e-7143-5b9ed8b77548
First observed: Mar 16, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.