DFX Intelligence

J•••• J•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J•••• J•••• P•••••••

Advisor at M••••• S••••••

Wayzata, MN

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Search this name across graphsid dfx:ria:5038c549-da4e-b4ac-012d-e46dcc8810fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 11, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Sep 5, 2023	n/a	yes	Wayzata, MN	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Jul 30, 2018	Sep 5, 2023	no	Minneapolis, MN\|ARLINGTON, VA\|Edina, MN\|Bloomington, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	M••••• S••••••	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
S•••••••• I••••••••• M•••••••••	E•••••• C•••••• M••••••••• L••	Mar 7, 2018	Jul 30, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
169988:42159:MO:2018-03-07	Mar 7, 2018	Jul 30, 2018	SAINT LOUIS, MO	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Sep 5, 2023 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 30, 2018 to Sep 5, 2023factForm ADV
→ S•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Sep 11, 2017 to Mar 7, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5038c549-da4e-b4ac-012d-e46dcc8810fb
First observed: Sep 11, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.