DFX Intelligence

J••••••• D••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

J••••••• D••• F•••••••

Advisor at L•• F•••••••• L••

NORWELL, MA

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Search this name across graphsid dfx:ria:505522ba-eb87-0fd5-1230-7af29edd914c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 9, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 17, 2010	n/a	yes	NORWELL, MA	Current employment
A•••••• F••••••••• L••	State registered	Mar 26, 2019	Mar 11, 2021	no	WATERTOWN, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• F••••••••• L••	n/a	Mar 11, 2021	n/a	n/a	Departure no registered destination	Departure
S••••••• I••••••••• I•••	L•• F•••••••• L••	Dec 8, 2010	Nov 17, 2010	-21

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 17, 2010 to presentfactForm ADV
→ A•••••• F••••••••• L••Registered adviserregistration: previous registration
Mar 26, 2019 to Mar 11, 2021factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 2, 2009 to Dec 8, 2010factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:505522ba-eb87-0fd5-1230-7af29edd914c
First observed: Jan 6, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.