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Advisor at CETERA INVESTMENT ADVISERS LLC
WEBSTER, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | n/a | yes | WEBSTER, TX | Current employment |
| HILLTOP SECURITIES INC. | Bd affiliated wealth | Mar 27, 2012 | Oct 18, 2022 | no | DALLAS, TX|HOUSTON, TX|LEAGUE CITY, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 19, 2006 | Mar 28, 2012 | no | HOUSTON, TX|LEAGUE CITY, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HILLTOP SECURITIES INC. | CETERA INVESTMENT ADVISERS LLC | Oct 18, 2022 | Mar 21, 2024 | 520 | Firm change after gap | Ibd to ibd |
| WELLS FARGO ADVISORS | HILLTOP SECURITIES INC. | Mar 28, 2012 | Mar 27, 2012 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6220:105644:TX:2022-10-18 | Oct 18, 2022 | Mar 21, 2024 | LEAGUE CITY, TX | Firm change after gap |