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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Kaitlyn Lauren Manning

Advisor at LPL FINANCIAL LLC

CATONSVILLE, MD

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Search this name across graphsid dfx:ria:505f3c52-9fb0-668a-dda0-ef661faa87c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 19, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 8, 2016
First registration: Jun 19, 2020
Dual registered: yes, broker-dealer
Other names: Kate Manning|Kaitlyn Lauren Manning|Kaitlyn Manning
IAPD individual key: 6616792

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 11, 2024	n/a	yes	CATONSVILLE, MD	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2023	Oct 1, 2024	no	ROCKVILLE, MD	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 13, 2022	Aug 10, 2023	no	ROCKVILLE, MD\|ST. PAUL, MN	Previous registration
ELITE INCOME ADVISORS, INC.	Independent wealth	May 5, 2021	Jul 28, 2021	no	ELLICOTT CITY, MD	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jun 19, 2020	Apr 22, 2021	no	HUNT VALLEY, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Oct 1, 2024	Dec 11, 2024	71	Firm change	Ibd to ibd
SECURIAN FINANCIAL SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2023	Aug 10, 2023	0	Bulk transfer	RIA to ibd
ELITE INCOME ADVISORS, INC.	SECURIAN FINANCIAL SERVICES, INC.	Jul 28, 2021	Jan 13, 2022	169	Firm change	RIA to ibd
MML INVESTORS SERVICES, LLC	ELITE INCOME ADVISORS, INC.	Apr 22, 2021	May 5, 2021	13	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 11, 2024 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Aug 10, 2023 to Oct 1, 2024factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 13, 2022 to Aug 10, 2023factForm ADV
→ ELITE INCOME ADVISORS, INC.Registered adviserregistration: previous registration
May 5, 2021 to Jul 28, 2021factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jun 19, 2020 to Apr 22, 2021factForm ADV

Dated events

Occurred
Oct 1, 2024
Advisor changed firm
Kaitlyn Lauren Manning left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2024-12-11)
Form ADVobserved 4 days ago