DFX Intelligence

A•••••••• E••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

A•••••••• E••• L•••

Advisor at Q••••• I•••

WESTPORT, CT | Norwalk, CT

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Search this name across graphsid dfx:ria:506969fb-55d5-3b65-0779-d610825fd0d8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 26, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q••••• I•••	Independent wealth	May 18, 2026	n/a	yes	WESTPORT, CT\|Norwalk, CT	Current employment
T•••• G••• L••	Former SEC adviser	Oct 26, 2023	Mar 27, 2024	no	BOULDER, CO\|Alameda, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	Q••••• I•••	Oct 16, 2025	May 18, 2026	214	Firm change	RIA to RIA
T•••• G••• L••	M••••••	Mar 27, 2024	Oct 26, 2023

Relationships

Registered with (3)

→ Q••••• I•••Registered adviserregistration: current employment
May 18, 2026 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Oct 26, 2023 to Oct 16, 2025factForm ADV
→ T•••• G••• L••Registered adviserregistration: previous registration
Oct 26, 2023 to Mar 27, 2024factForm ADV

Dated events

Occurred
Oct 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:506969fb-55d5-3b65-0779-d610825fd0d8
First observed: Oct 26, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.