DFX Intelligence
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Reading the graph
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Advisor at T•• A•••••••• G••••
Las Vegas, NV | Santa Barbara, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• A•••••••• G•••• | Bd affiliated wealth | Jan 29, 2020 | n/a | yes | Santa Barbara, CA|Las Vegas, NV | Current employment |
| S•••••••• F••••••••• I••• | Former SEC adviser | Jan 19, 2012 | Feb 27, 2020 | no | SANTA BARBARA, CA|SCOTTSDALE, AZ|PHOENIX, AZ|SANTA BARBARA, CA|LAS VEGAS, NV|SANTA BARBARA, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• F••••••••• I••• | T•• A•••••••• G•••• | Feb 27, 2020 | Jan 29, 2020 | -29 | Firm change | Ibd to new firm |
| S••••••••• A•••••• A•••••••• I••• | S•••••••• F••••••••• I••• | Jan 18, 2012 | Jan 19, 2012 |
| Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Sep 17, 2010 | Jan 18, 2012 | no | SANTA BARBARA, CA | Previous registration |
| 1 |
| Firm change |
| Other |