DFX Intelligence

E• H••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM none

E• H••••• A•••••••

E• H••••• A••••••• LLC, CRD 164089

CASPER, WY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Mar 31, 2014 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2014 to Mar 31, 2014
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 3
Advisory employees: 1
Accounts: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• C••••••••• J••••	SHAREHOLDER, COMMON	E	yes	12/2012	Mar 31, 2014	Mar 31, 2014
D••••••• C••••••••• J••••	Cco	Na	yes	04/2012	Mar 31, 2014	Mar 31, 2014

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$0	$0	3	1	n/a	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$0	n/a	n/a	n/a	n/a	3	n/a	n/a	n/a

Relationships

Controls (2)

← D••••••• C••••••••• J••••OwnerSHAREHOLDER, COMMON, ownership code E, individual
Mar 31, 2014 to presentfactForm ADV
← E• H••••• • C••••••• I••OwnerOWNER, ownership code E, domestic entity
Mar 31, 2014 to presentfactForm ADV

Owns (2)

← E••• H••••• G••••• I•••OwnerSHAREHOLDER, CLASS A COMMON, CLASS B COMMON, ownership code E, domestic entity
Mar 31, 2014 to presentfactForm ADV
← E•• G••••• H•••••••• I•••OwnerCOMMON STOCK SHAREHOLDER, ownership code E, domestic entity

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 31, 2014
Last observed: Mar 31, 2014 151 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.