DFX Intelligence

P••••• P••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

P••••• P••• T•••••

Advisor at T••••• I••••••••• L••

PARK RIDGE, IL

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Search this name across graphsid dfx:ria:507598dd-bf95-5fd0-43bf-ba48ae713e9b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 19, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• I••••••••• L••	Independent wealth	Jul 20, 2012	n/a	yes	PARK RIDGE, IL	Current employment
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Mar 27, 2009	Jul 30, 2012	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	T••••• I••••••••• L••	Jul 30, 2012	Jul 20, 2012	-10	Firm change	Other
N••••••• T•••• S••••••••• I••	R••••• W• B•••• • C•• I•••••••••	Mar 27, 2009	Mar 27, 2009

Relationships

Registered with (3)

→ T••••• I••••••••• L••Registered adviserregistration: current employment
Jul 20, 2012 to presentfactForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Mar 27, 2009 to Jul 30, 2012factForm ADV
→ N••••••• T•••• S••••••••• I••Registered adviserregistration: previous registration
Mar 25, 2002 to Mar 27, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:507598dd-bf95-5fd0-43bf-ba48ae713e9b
First observed: Mar 25, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.