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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

NEWFOUND RESEARCH LLC

CRD 159064

ST. PETERSBURG, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:507b488f-5116-efd4-620e-a4f0310def22

Data as of Jul 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jan 10, 2012 to Jul 14, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-07-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 1
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 8
Individual clients: 0
High net worth clients: 0
SEC number: 801-73042
CIK: 1630806
CRD: 159064
Filings on the tape: 34
First filed: Jan 10, 2012
Latest filed: Jul 14, 2026
Organised: Limited Liability Company, DE
Website: blog.thinknewfound.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOFFSTEIN, COREY, MICHAEL	Member	E	yes	08/2010	Jan 10, 2012	Dec 10, 2024
HOFFSTEIN, COREY, MICHAEL	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER; CHIEF TECHNOLOGY OFFICER	Na	yes	08/2008	Jan 10, 2012	Dec 10, 2024
NEWFOUND HOLDINGS LLC	Member	E	yes	08/2010	Jan 10, 2012	Dec 10, 2024
STOWELL III, JOSEPH, FRANCIS	CHIEF COMPLIANCE OFFICER	Na	no	12/2019	Dec 24, 2019	Dec 10, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
THOMAS ROSEDALE	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 23, 2026	$1.1B	$1.1B	5	1	4	n/a	n/a
2024	Mar 26, 2025	$832M	$832M	6	2	4	n/a	n/a
2023	Mar 14, 2024	$122M	$122M	6	2	4	n/a	n/a
2022	Mar 24, 2023	$48.5M	$48.5M	6	2	4	n/a	n/a
2021	Mar 15, 2022	$89.0M	$89.0M	5	2	2	n/a	n/a
2020	Mar 22, 2021	$41.4M	$41.4M	5	2	2	n/a	n/a
2019	Mar 29, 2020	$115M	$115M	6	3	3	n/a	n/a
2018	Mar 20, 2019	$144M	$144M	6	2	2	n/a	n/a
2017	Mar 29, 2018	$189M	$189M	9	3	1	n/a	n/a
2016	Mar 28, 2017	$127M	$127M	12	3	n/a	n/a	n/a
2015	Mar 30, 2016	$91.5M	$91.5M	16	4	n/a	n/a	n/a
2014	Mar 13, 2015	$80.0M	$80.0M	9	4	n/a	n/a	n/a
2013	Mar 7, 2014	n/a	n/a	8	4	n/a	n/a	n/a
2012	Mar 27, 2013	n/a	n/a	4	3	n/a	n/a	n/a
2011	Mar 26, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$832M	33.4%	$48.5M	183.9%	5	6	4	4

Relationships

Affiliated with (1)

← NEWFOUND INVESTMENTS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Owns (1)

← STOWELL III, JOSEPH, FRANCISOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 24, 2019 to Dec 10, 2024factForm ADV

Controls (2)

← HOFFSTEIN, COREY, MICHAELOwnerMEMBER, ownership code E, individual
Jan 10, 2012 to Dec 10, 2024factForm ADV
← NEWFOUND HOLDINGS LLCOwnerMEMBER, ownership code E, domestic entity
Jan 10, 2012 to Dec 10, 2024factForm ADV

Registered with (1)

← MELISSA ANNA CROSSAdvisorregistration: previous registration
Nov 7, 2016 to Apr 13, 2018factForm ADV

Dated events

Occurred
Feb 23, 2026
Regulatory AUM changed
Newfound Research Llc reported RAUM $1.1B, up 33% from $831.8M (2025-03-26 to 2026-02-23)
Form ADVobserved 5 days ago
$278M
Occurred
Mar 26, 2025
Regulatory AUM changed
Newfound Research Llc reported RAUM $831.8M, up 581% from $122.1M (2025-02-10 to 2025-03-26)
Form ADVobserved 5 days ago
$710M
Occurred
Dec 9, 2024
Control person left
Brian Thomas Rosedale (Manager) no longer on Schedule A of Newfound Research Llc (listed 2024-09-16, absent 2024-12-09)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:507b488f-5116-efd4-620e-a4f0310def22
First observed: Jan 10, 2012
Last observed: Jul 14, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEWFOUND RESEARCH LLC

CRD 159064

ST. PETERSBURG, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:507b488f-5116-efd4-620e-a4f0310def22

Data as of Jul 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:18 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOFFSTEIN, COREY, MICHAEL

Member

yes

08/2010

Jan 10, 2012

Dec 10, 2024

HOFFSTEIN, COREY, MICHAEL

CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER; CHIEF TECHNOLOGY OFFICER

yes

08/2008

Jan 10, 2012

Dec 10, 2024

NEWFOUND HOLDINGS LLC

Member

yes

08/2010

Jan 10, 2012

Dec 10, 2024

STOWELL III, JOSEPH, FRANCIS

CHIEF COMPLIANCE OFFICER

12/2019

Dec 24, 2019

Dec 10, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

THOMAS ROSEDALE

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 23, 2026

$1.1B

n/a

2024

Mar 26, 2025

$832M

n/a

2023

Mar 14, 2024

$122M

n/a

2022

Mar 24, 2023

$48.5M

n/a

2021

Mar 15, 2022

$89.0M

n/a

2020

Mar 22, 2021

$41.4M

n/a

2019

Mar 29, 2020

$115M

n/a

2018

Mar 20, 2019

$144M

n/a

2017

Mar 29, 2018

$189M

n/a

2016

Mar 28, 2017

$127M

n/a

2015

Mar 30, 2016

$91.5M

n/a

2014

Mar 13, 2015

$80.0M

n/a

2013

Mar 7, 2014

n/a

2012

Mar 27, 2013

n/a

2011

Mar 26, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$832M

33.4%

$48.5M

183.9%