DFX Intelligence

L••• A••••• P•••••• C••••• A•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

L••• A••••• P•••••• C••••• A•••••• L••

CRD 332701

JERSEY CITY, NJ

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Search this name across graphsid dfx:ria:50809e9e-cd62-0459-3b6f-665579f90456

Data as of Dec 24, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 2
Observed: Aug 19, 2024 to Dec 24, 2025
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

L••• A••••• P•••••• C••••• A•••••• L••

Capital provider · cited, shared crd

Independent Sponsorsidentity

L••• A••••• P•••••• C••••• A•••••• L••

Capital provider to sponsors · cited, shared crd

Private Creditcandidate

L••• A••••• P•••••• C••••• A•••••• L••

Credit provider · name unique adv

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=286.0
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $1.3B
P•••••• client RAUM: $0derived••• Locked
P•••••• client share: 0%derivedprivate client RAUM over total RAUM
A••••••s on IAPD: 0
Employees: 821

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••• A••••• • C•• L••	Owner	E	yes	06/2024	Aug 19, 2024	Nov 27, 2024
S•••• D••••••• B••••	CHIEF EXECUTIVE OFFICER	Na	yes	06/2024	Aug 19, 2024	Nov 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L•••• A••••• • C•• L••	n/a	Asset manager	$270B	Y	no	n/a
L••• A••••• •••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
L••• A••••• ••• L•••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	A••••••y staff	Offices	P•••••• funds	Fund GAV
2024	Mar 26, 2025	$845M	$845M	789	188	0	1	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.3B	n/a	n/a	n/a	n/a	821	n/a	0	n/a

Relationships

Affiliated with (4)

→ L•••• A••••• • C•• L••Registered adviserother investment adviser, control
factForm ADV
← L••• A••••• FIF A•••••• LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← L••• A••••• CLO MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
← L•••• A••••• • C•• L••Registered adviserother investment adviser, bank, common control

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 24, 2025
Regulatory AUM changed
L••• A••••• P•••••• C••••• A•••••• L•• reported RAUM $1.3B, up 52% from $844.7M (2025-09-12 to 2025-12-24)
Form ADVobserved 7 days ago
$439M
Occurred
Mar 26, 2025
Regulatory AUM changed
L••• A••••• P•••••• C••••• A•••••• L•• reported RAUM $844.7M, up 164% from $320.2M (2025-02-05 to 2025-03-26)
Form ADVobserved 7 days ago
$524M
Occurred
Aug 19, 2024
First Form ADV filing
L••• A••••• P•••••• C••••• A•••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50809e9e-cd62-0459-3b6f-665579f90456
First observed: Aug 19, 2024
Last observed: Dec 24, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.