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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

WILLIAM STEPHEN SHUFFLEBARGER

Advisor at OSAIC WEALTH, INC.

VANDALIA, OH

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Search this name across graphsid dfx:ria:50837fff-688b-fbf1-e9a1-e44dafd08278

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 3, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 3, 2002
First registration: Jul 19, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4521664

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	n/a	yes	VANDALIA, OH	Current employment
SIGNATOR INVESTORS, INC.	Former SEC adviser	Dec 28, 2015	Nov 2, 2018	no	VANDALIA, OH\|COLUMBUS, OH	Previous registration
SIGNATOR FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 23, 2004	Dec 28, 2015	no	VANDALIA, OH\|VANDALIA, OH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 19, 2002	Nov 12, 2003	no	CENTERVILLE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
SIGNATOR FINANCIAL SERVICES, INC.	SIGNATOR INVESTORS, INC.	Dec 28, 2015	Dec 28, 2015	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	SIGNATOR FINANCIAL SERVICES, INC.	Nov 12, 2003	Jan 23, 2004	72	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Dec 28, 2015 to Nov 2, 2018factForm ADV
→ SIGNATOR FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 23, 2004 to Dec 28, 2015factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 19, 2002 to Nov 12, 2003factForm ADV

Dated events

No dated event names this entity yet.