DFX Intelligence

B•••••• J••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

B•••••• J••••• K•••••••

Advisor at E••••••••• I••••••••• M••••••••• L••

BALTIMORE, MD

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Search this name across graphsid dfx:ria:5086b177-75d8-4a00-5ea4-59e2bec9246c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 7, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 23, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••••• I••••••••• M••••••••• L••	Independent wealth	Jan 6, 2012	n/a	yes	BALTIMORE, MD\|BALTIMORE, MD	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Oct 7, 2011	Jan 3, 2012	no	ST. LOUIS, MO\|Baltimore, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	E••••••••• I••••••••• M••••••••• L••	Jan 3, 2012	Jan 6, 2012	3	Channel change	Ibd to new firm

Relationships

Registered with (2)

→ E••••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jan 6, 2012 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Oct 7, 2011 to Jan 3, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5086b177-75d8-4a00-5ea4-59e2bec9246c
First observed: Oct 7, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.