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Advisor at WELLS FARGO ADVISORS
WALNUT CREEK, CA | OAKLAND, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 30, 2016 | n/a | yes | WALNUT CREEK, CA|OAKLAND, CA|OAKLAND, CA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Oct 7, 2016 | no | ALAMEDA, CA|SAN LEANDRO, CA|HAYWARD, CA|SAN JOSE, CA|SAN FRANCISCO, CA|GLENDALE, CA|GLEN BURNIE, MD|SAN JOSE, CA|HAYWARD, CA|EL CERRITO, CA|San Antonio, TX|SAN FRANCISCO, CA|SAN LEANDRO, CA|PASADENA, CA|SAN FRANCISCO, CA|GLENDALE, CA|San Francisco, CA|SAN LEANDRO, CA|San Lorenzo, CA | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Oct 29, 2004 | May 29, 2007 | no | SAN LEANDRO, CA|SAN LEANDRO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Oct 7, 2016 | Sep 30, 2016 | -7 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |