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Advisor at DUPREE FINANCIAL GROUP, LLC
LEXINGTON, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DUPREE FINANCIAL GROUP, LLC | Independent wealth | Jun 4, 2010 | n/a | yes | LEXINGTON, KY | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | May 19, 2010 | no | LEXINGTON, KY | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Feb 2, 2007 | Jan 2, 2009 | no | LEXINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | DUPREE FINANCIAL GROUP, LLC | May 19, 2010 | Jun 4, 2010 | 16 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |