DFX Intelligence

L••••••• S•••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

L••••••• S•••• A•••••••

Advisor at M•• C•••••• M••••••••• L••

Los Angeles, CA

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Search this name across graphsid dfx:ria:50986f29-22f6-e5b9-58db-9f3d580832fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 10, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 30, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• C•••••• M••••••••• L••	Independent wealth	Nov 12, 2025	n/a	yes	Los Angeles, CA	Current employment
E•••• A•••••••	Independent wealth	Oct 2, 2024	Sep 4, 2026	no	Los Angeles, CA\|LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• A•••••••	M•• C•••••• M••••••••• L••	Sep 4, 2026	Nov 12, 2025	-296	Bulk transfer	RIA to RIA
C••••••• B•• A•••••••• L••	E•••• A•••••••	Sep 20, 2024	Oct 2, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
149719:300856:CA:2024-09-20	Sep 20, 2024	Oct 2, 2024	CORONA DEL MAR, CA	Firm change

Relationships

Registered with (4)

→ M•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Nov 12, 2025 to presentfactForm ADV
→ E•••• A•••••••Registered adviserregistration: previous registration
Oct 2, 2024 to Sep 4, 2026factForm ADV
→ C••••••• B•• A•••••••• L••Registered adviserregistration: previous registration
May 28, 2009 to Sep 20, 2024factForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••Registered adviser

Dated events

Occurred
Sep 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50986f29-22f6-e5b9-58db-9f3d580832fc
First observed: Mar 10, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.