DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Dec 4, 2008 | n/a | yes | IRVINE, CA | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Dec 5, 2008 | no | IRVINE, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Mar 3, 2004 | Apr 2, 2007 | no | IRVINE, CA|IRVINE, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 24, 2000 | Mar 11, 2004 | no | MISSION VIEJO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | WELLS FARGO ADVISORS | Dec 5, 2008 | Dec 4, 2008 | -1 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY DW INC. | Mar 11, 2004 | Mar 3, 2004 | -8 | Firm change | Other |