DFX Intelligence

T••••• L••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

T••••• L••••• B•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Winter Park, FL

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Search this name across graphsid dfx:ria:509dfc89-7019-680a-1fca-b366eb12f9ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 28, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 8, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Apr 5, 2024	n/a	yes	Winter Park, FL	Current employment
C••••••••• I••••••••• A•••••••• L••	Independent wealth	Feb 1, 2023	Mar 19, 2024	no	TAMPA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• I••••••••• A•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Mar 19, 2024	Apr 5, 2024	17	Firm change	RIA to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••••••••• I••••••••• A•••••••• L••	Jan 9, 2023

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 25, 2021 to Jan 9, 2023factForm ADV
→ C••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 1, 2023 to Mar 19, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to Jul 29, 2021factForm ADV
→ A• G• E•••••• • S•••• I•••

Dated events

Occurred
Mar 19, 2024
Advisor changed firm
T••••• L••••• B••••• left C••••••••• I••••••••• A•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-04-05)
Form ADVobserved 7 days ago
Occurred
Jan 9, 2023
Advisor changed firm
T••••• L••••• B••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••••••• I••••••••• A•••••••• L•• (registered 2023-02-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:509dfc89-7019-680a-1fca-b366eb12f9ce
First observed: Jul 28, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.