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S•••• E••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S•••• E••••••••• L•

CRD 333626

WESTPORT, CT

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Search this name across graphsid dfx:ria:50a139b9-97c8-bd3d-6a66-a265e48ed2c4

Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 3
Observed: Jun 26, 2026 to Jun 26, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S•••• E••••••••• L•

Venture manager · shared crd

Independent Sponsorsidentity

S•••• E••••••••• L•

Capital provider to sponsors · shared crd

Private Equityidentity

S•••• E••••••••• L•

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $196MItem 5.F on the latest filing (2026-06-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $196M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••• O••••••••• • I•••••• C• L•	Venture Capital Fund	$7.2M	Nov 8, 2024	5	Nov 7, 2024	reported	021-525282

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••• P•••••• E••••	CHIEF COMPLIANCE OFFICER	Na	yes	06/2026	Jun 26, 2026	Jun 26, 2026
H••••• N•••••••• S•	SOLE MEMBER	E	yes	05/2024	Jun 26, 2026

Relationships

Controls (4)

← S••••• M••••••OwnerPARTNER, CFO, ownership code NA, individual
Jun 26, 2026 to presentfactForm ADV
← H••••• P•••••• E••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 26, 2026 to presentfactForm ADV
← S•••• E••••••••• H•••••••• L••OwnerGENERAL PARTNER, ownership code NA, domestic entity
Jun 26, 2026 to presentfactForm ADV
← H••••• N•••••••• S•OwnerSOLE MEMBER, ownership code E, individual
Jun 26, 2026 to presentfact

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50a139b9-97c8-bd3d-6a66-a265e48ed2c4
First observed: Jun 26, 2026
Last observed: Jun 26, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.