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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

David Michael Roth

Advisor at COOPER MCMANUS

White Salmon, WA | IRVINE, CA

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Search this name across graphsid dfx:ria:50a4212e-135d-1910-4bf8-37d7422bd1f0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 29, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COOPER MCMANUS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 27, 2014
First registration: Apr 29, 2015
Dual registered: yes, broker-dealer
IAPD individual key: 6263680

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COOPER MCMANUS	Independent wealth	Oct 6, 2023	n/a	yes	White Salmon, WA\|IRVINE, CA\|White Salmon, WA	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Sep 10, 2018	Oct 6, 2023	no	WHITE SALMON, WA\|WHITE SALMON, WA	Previous registration
GENEOS WEALTH MANAGEMENT, INC.	Bd affiliated wealth	Feb 6, 2017	Sep 12, 2018	no	White Salmon, WA\|WHITE SALMON, WA	Previous registration
EDWARD JONES	National bd RIA	Apr 29, 2015	Feb 9, 2017	no	WHITE SALMON, WA\|ST LOUIS, MO\|WHITE SALMON, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	COOPER MCMANUS	Oct 6, 2023	Oct 6, 2023	0	Firm change	Ibd to RIA
GENEOS WEALTH MANAGEMENT, INC.	SECURITIES AMERICA ADVISORS, INC.	Sep 12, 2018	Sep 10, 2018	-2	Firm change	Ibd to ibd
EDWARD JONES	GENEOS WEALTH MANAGEMENT, INC.	Feb 9, 2017	Feb 6, 2017	-3	Firm change	Other

Relationships

Registered with (4)

→ COOPER MCMANUSRegistered adviserregistration: current employment
Oct 6, 2023 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Sep 10, 2018 to Oct 6, 2023factForm ADV
→ GENEOS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 6, 2017 to Sep 12, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 29, 2015 to Feb 9, 2017factForm ADV

Dated events

Occurred
Oct 6, 2023
Advisor changed firm
David Michael Roth left Securities America Advisors, Inc. for Cooper Mcmanus (registered 2023-10-06)
Form ADVobserved 6 days ago