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Advisor at MORGAN STANLEY
Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Dallas, TX | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 18, 2008 | Jun 1, 2009 | no | DALLAS, TX | Previous registration |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Feb 19, 2002 | May 16, 2008 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| DEUTSCHE BANK SECURITIES INC. | CITIGROUP GLOBAL MARKETS INC. | May 16, 2008 | Apr 18, 2008 | -28 | Firm change | Other |