DFX Intelligence

W•••••• L••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

W•••••• L••• G•••

Advisor at A•••••••• P•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:50b32919-d38d-a940-4b98-211f95d8f738

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 20, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• P•••••••• L••	Independent wealth	Oct 3, 2025	n/a	yes	HOUSTON, TX\|Santa Fe, NM\|Nashville, TN	Current employment
G••••••••• G•••	Former SEC adviser	Apr 21, 2003	Dec 3, 2025	no	AUSTIN, TX\|HOUSTON, TX\|HOUSTON, TX\|VERNON, TX\|NASHVILLE, TN\|NASHVILLE, TN\|SANTA FE, NM

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••••• G•••	A•••••••• P•••••••• L••	Dec 3, 2025	Oct 3, 2025	-61	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ A•••••••• P•••••••• L••Registered adviserregistration: current employment
Oct 3, 2025 to presentfactForm ADV
→ G••••••••• G•••Registered adviserregistration: previous registration
Apr 21, 2003 to Dec 3, 2025factForm ADV

Dated events

Occurred
Dec 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50b32919-d38d-a940-4b98-211f95d8f738
First observed: Apr 21, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.