DFX Intelligence

D••••• R••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

D••••• R••• S••••••

Advisor at M••••••••• R•••••••••

Grand Blanc, MI | WASHINGTON, DC

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Search this name across graphsid dfx:ria:50b3d7e0-a830-cc42-c934-c2928d2c7c24

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• R•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• R•••••••••	Bd affiliated wealth	Nov 8, 2019	n/a	yes	WASHINGTON, DC\|Grand Blanc, MI	Current employment
W•••••• • R•••	Former SEC adviser	Apr 20, 2019	Jun 27, 2019	no	HAMDEN, CT\|GRAND BLANC, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	M••••••••• R•••••••••	Jun 27, 2019	Nov 8, 2019	134	Firm change	Other

Relationships

Registered with (2)

→ M••••••••• R•••••••••Registered adviserregistration: current employment
Nov 8, 2019 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Apr 20, 2019 to Jun 27, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50b3d7e0-a830-cc42-c934-c2928d2c7c24
First observed: Apr 20, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.