DFX Intelligence

J•••• F•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

J•••• F•••••• L••••

Advisor at S•••• I••••• S••••••••• L••

FORT LAUDERDALE, FL | Wilmington, DE

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Search this name across graphsid dfx:ria:50ba2339-786d-bf42-c484-723dddbb7fee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• I••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• I••••• S••••••••• L••	Independent wealth	Jul 3, 2018	n/a	yes	Wilmington, DE\|FORT LAUDERDALE, FL	Current employment
B•• P•••••••• I•••	Bd affiliated wealth	Jun 19, 2018	Jul 3, 2018	no	Wilmington, DE\|CEDAR RAPIDS, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• P•••••••• I•••	S•••• I••••• S••••••••• L••	Jul 3, 2018	Jul 3, 2018	0	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ S•••• I••••• S••••••••• L••Registered adviserregistration: current employment
Jul 3, 2018 to presentfactForm ADV
→ B•• P•••••••• I•••Registered adviserregistration: previous registration
Jun 19, 2018 to Jul 3, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50ba2339-786d-bf42-c484-723dddbb7fee
First observed: Feb 15, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.