E••• J••• K••••

Advisor at C••••••••• F•••••••• N••••••

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50bdc0b5-5db0-af13-e792-5f040849a82a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 14, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Mar 4, 2021	n/a	yes	SAN DIEGO, CA\|SAN DIEGO, CA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	May 11, 2016	Sep 14, 2020	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
7• S•••••• F••••••••• L••	C••••••••• F•••••••• N••••••	Sep 11, 2018	May 11, 2016	-853	Firm change after gap	RIA to ibd
B•••••••• W••••• P•••••••• L••	7• S•••••• F••••••••• L••	Aug 4, 2016	Apr 22, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
168921:282577:CA:2016-08-01	Aug 4, 2016	Apr 22, 2016	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (4)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
May 11, 2016 to Sep 14, 2020factForm ADV
→ 7• S•••••• F••••••••• L••Registered adviserregistration: previous registration
Apr 22, 2016 to Sep 11, 2018factForm ADV
→ B•••••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 3, 2014 to Aug 4, 2016factForm ADV
→ L•• F•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50bdc0b5-5db0-af13-e792-5f040849a82a
First observed: Jun 17, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.