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N••• P••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

N••• P••• A••••••

Advisor at E••••••• C•••••• A•••••••• L••

AURORA, OH | Dublin, OH | Aurora, OH

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Search this name across graphsid dfx:ria:50be1086-9974-5b7f-db09-7e1db68e18e3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 24, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• C•••••• A•••••••• L••	Independent wealth	Jan 13, 2026	n/a	yes	AURORA, OH	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Jul 18, 2024	n/a	yes	Aurora, OH\|Dublin, OH

Relationships

Registered with (2)

→ E••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 24, 2025 to Dec 31, 2025factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Jul 18, 2024 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50be1086-9974-5b7f-db09-7e1db68e18e3
First observed: Sep 24, 2025
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.