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CRD 118597
FLATTS, SMITHS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| C•••••••• C•••••• L••• C•••• N• | Hedge Fund | $137M | Apr 3, 2012 | 10 | Mar 9, 2012 | reported | n/a |
| C•••••••• I• L•• C•••• N• | Hedge Fund | $12.4M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••••• K••••••• J••• | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2009 | Mar 9, 2012 | Mar 7, 2013 |
| C•••••••• E••••••• B•••••• T•••• | Shareholder | C | yes | 01/2006 | Mar 9, 2012 | Mar 7, 2013 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| C•••••••• A••••••• L••••• | n/a | Former SEC adviser | $15B | N | yes | n/a |
| C•••••••• A••••••• L•• | n/a | Former SEC adviser | $8.0B | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2012 | Feb 14, 2013 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2012 | $15B | $960M | 1474.4% | n/a | n/a | 4 | n/a | n/a | n/a |
| 5 |
| Mar 9, 2012 |
| reported |
| 021-94575 |
| C•••••••• C•••••• L••• C•••• D• | Hedge Fund | $1.4M | Apr 3, 2012 | 1 | Mar 28, 2012 | reported | n/a |
| C•••••••• I• L•• C•••• H• | Hedge Fund | $130,114 | Apr 3, 2012 | 4 | Mar 28, 2012 | reported | 021-94575 |
| C•••••••• C•••••• L••• C•••• H• | Hedge Fund | $50,325 | Apr 3, 2012 | 1 | Mar 28, 2012 | reported | n/a |
| C•••••••• I• L•• C•••• D• | Hedge Fund | $26,445 | Apr 3, 2012 | 4 | Mar 28, 2012 | reported | 021-94575 |
| C•••••••• C•••••• L••• C•••• E• | Hedge Fund | $0 | Apr 3, 2012 | 1 | Mar 28, 2012 | reported | n/a |
| C•••••••• M•••••••• O••••••••• F••• L•• | Hedge Fund | $0 | Aug 27, 2012 | 0 | Mar 9, 2012 | reported | n/a |
| C•••••••• M•••••••• O••••••••• F••• L• | Hedge Fund | $0 | Aug 27, 2012 | 0 | Mar 9, 2012 | reported | 021-77316 |
| Shareholder |
| B |
| yes |
| 12/2009 |
| Mar 9, 2012 |
| Mar 7, 2013 |
| E•••••• J•••• W•••••• | Shareholder | B | yes | 12/2009 | Mar 9, 2012 | Mar 7, 2013 |
| P•••• A•••••• | Director | B | yes | 12/2009 | Mar 9, 2012 | Mar 7, 2013 |
| W•••••••• B••••• C••••••••• | CEO/DIRECTOR | B | yes | 12/2009 | Mar 9, 2012 | Mar 7, 2013 |
| W•••• J••••• R•••••• | Director | B | yes | 12/2009 | Mar 9, 2012 | Mar 7, 2013 |
| C•••••••• O••••••• M••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| $19B |
| $19B |
| 4 |
| 4 |
| n/a |
| 11 |
| $19B |
| 2011 | Mar 9, 2012 | $960M | $960M | n/a | n/a | n/a | 16 | $1.5B |