DFX Intelligence

R••••• S• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

R••••• S• S•••••

Advisor at I••••••••• W••••• C••••••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:50cd571e-926d-5521-c422-862ba4c1515e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 20, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	May 10, 2023	n/a	yes	DENVER, CO	Current employment
P•••• F•••••••• S••••••••• L••	Former SEC adviser	Dec 1, 2020	Dec 14, 2023	no	ENGLEWOOD, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• F•••••••• S••••••••• L••	I••••••••• W••••• C••••••• L••	Dec 14, 2023	May 10, 2023	-218	Firm change after gap	RIA to RIA
E••••• J••••	P•••• F•••••••• S••••••••• L••	Oct 2, 2020	Dec 1, 2020

Relationships

Registered with (3)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
May 10, 2023 to presentfactForm ADV
→ P•••• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 1, 2020 to Dec 14, 2023factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jan 20, 2017 to Oct 2, 2020factForm ADV

Dated events

Occurred
Dec 14, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50cd571e-926d-5521-c422-862ba4c1515e
First observed: Jan 20, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.